Employee Benefit Plan Audits

Defined Contribution Plans: 401(k), 403(b), employee stock ownership plans (ESOP), health and welfare
Defined Benefit Plans: pension, health and welfare

Are you struggling to find the right auditor for your employee benefit plan? Rest assured, you’re not alone. That’s because fewer accounting firms are performing these audits. Some view the additional training and oversight required to work in this field off putting. This is where RW Group is different. We’re willing to put in the extra work required and furthermore, we know our work product will pass the scrutiny of regulators. Contact us today to see how we can make your next Employee Benefit Plan Audit go smoothly.

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Health Care

Audit Services
Compilations and Reviews
Consulting
Tax Services

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Commercial Businesses

Audit Services
Compilations and Reviews
Business Consulting
Tax Services

Many thanks to RW Group for a thorough and efficient audit... this was Lombard Securities first audit with RW Group and it was well organized, to the point, and no wasted time on insignificant issues.

William Socha | Lombard Securities

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Broker Dealer Audits

RW Group is a PCAOB registered firm and performs audits for both carrying and non-carrying broker dealers. Our clients range from small boutique firms to large multi-state entities. Richard has provided training for the AICPA to peer reviewers on audit deficiencies noted on broker-dealer audits. Further, Richard has been called on to assist other peer reviewers in evaluating whether audits have been performed in accordance with relevant professional standards. We can assist you with any of the following:

Audits of carrying and non-carrying Broker Dealers under PCAOB standards
Tax services
AML engagements
Surprise examinations of investment advisors

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